Helys Fernández Wellman
Panama City, Panamá
Summary
Detail-oriented Compliance Manager offering 15 years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation. In-depth knowledge of FATCA and CRS regulations, as well as SARLAFT and FCPA.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Compliance Manager
BCT Bank
07.2023 - 07.2024
- Managed compliance efforts, reporting and audits.
- Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
- Developed and delivered training programs to inform new and current employees about compliance issues.
- Monitored emerging trends in regulatory requirements, anticipating potential impacts on the organization's operations.
Regulatory Compliance Manager
BAC Panamá
06.2021 - 07.2023
- Enhanced overall compliance program effectiveness with continuous improvement initiatives and regular assessments.
- Developed and executed targeted training programs for employees, increasing awareness of regulatory requirements and fostering a culture of compliance.
- Coordinated the timely submission of required filings and reports to relevant authorities while avoiding penalties associated with late submissions or inaccuracies.
- Designed risk assessment protocols enabling proactive identification and mitigation of potential non-compliance issues before they escalated into more significant problems.
Compliance Assistant Manager
BAC Panamá
04.2019 - 05.2021
- Enhanced overall compliance by streamlining internal processes and implementing best practices.
- Achieved timely completion of regulatory filings by efficiently managing deadlines and documentation requirements.
- Conducted comprehensive compliance audits for accurate monitoring and risk mitigation.
Compliance Administrative Assistant
BAC Panamá
04.2016 - 03.2019
- Maintained company manuals, resources, client data, training records and other items.
- Assisted in policy development and implementation, ensuring organizational adherence to industry regulations and standards.
- Supported general business operations by providing various administrative support activities as generalist.
Compliance Analyst
BAC Panamá
01.2015 - 03.2016
- Prepared documentation and records for upcoming audits and inspections.
- Assisted in the preparation of reports for senior management, outlining findings from investigations into suspected non-compliant activities.
- Stayed current with latest changes to applicable regulatory standards and company procedures.
- Assisted with development of compliance objectives and strategies.
Senior MIS Analyst
Banistmo S.A
06.2014 - 01.2015
- Delivered insightful presentations on analyzed trends which helped stakeholders in driving better informed decisions.
- Enhanced decision-making capabilities for management by providing accurate and timely data analysis.
Branch Assistant
HSBC Bank Panamá, S.A. / Banistmo S.A
05.2013 - 05.2014
- Maintained strict confidentiality of sensitive information pertaining to both clients and employees.
- Worked closely with upper management on special projects that allowed our branch to better serve our clients' needs.
- Assisted in preparing monthly reports detailing branch performance metrics showcasing areas of strength as well as improvement.
MIS Analyst
HSBC Bank Panamá S.A
06.2010 - 07.2011
- Reduced errors in data entry through the implementation of automated data input procedures.
- Developed custom reports to support decision-making processes, leading to more informed business strategies.
- Identified opportunities for process improvements by analyzing system workflows and user requirements.
Assistant
HSBC Bank Panamá S.A
03.2010 - 06.2010
- Contributed to a positive work environment with strong interpersonal skills and proactive teamwork attitude.
- Answered incoming phone calls to process requests, transfer calls, or relay messages to appropriate personnel.
- Worked closely with management to provide effective assistance for specific aspects of business operations.
- Assisted manager in all aspects of business operations.
- Contributed to project success, coordinating logistics and resources for multiple concurrent projects.
Education
MBA -
Pontificia Universidad Católica De Chile
Chile12.2012
Industrial And Administrative Engineer -
Universidad Católica Santa María La Antigua
Panamá12.2009
Bachelor of Arts -
Colegio Episcopal De Panamá
Panamá12.2005
Skills
- Compliance Monitoring
- Training and education
- Internal Auditing
- Staff Training
- Compliance documentation
- Risk Assessment
- Team Work
- Time management
- Adaptability and Collaboration
- Business Administration
Languages
English
Proficient
C2
Personal Information
- Title: Industrial Engineer | MBA | AMLCA Certified
- Date of Birth: 01/28/1988
- Gender: Female
- Nationality: Panamanian
- Marital Status: Married
Certification
Anti Money Laundering Certified Associate (AMLCA)
Financial and International Business Association (FIBA)
Timeline
Compliance Manager
BCT Bank
07.2023 - 07.2024
Regulatory Compliance Manager
BAC Panamá
06.2021 - 07.2023
Compliance Assistant Manager
BAC Panamá
04.2019 - 05.2021
Compliance Administrative Assistant
BAC Panamá
04.2016 - 03.2019
Compliance Analyst
BAC Panamá
01.2015 - 03.2016
Senior MIS Analyst
Banistmo S.A
06.2014 - 01.2015
Branch Assistant
HSBC Bank Panamá, S.A. / Banistmo S.A
05.2013 - 05.2014
MIS Analyst
HSBC Bank Panamá S.A
06.2010 - 07.2011
Assistant
HSBC Bank Panamá S.A
03.2010 - 06.2010
MBA -
Pontificia Universidad Católica De Chile
Industrial And Administrative Engineer -
Universidad Católica Santa María La Antigua
Bachelor of Arts -
Colegio Episcopal De Panamá
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