Accomplished distribution executive with 25 years of industry experience including senior roles within global asset management businesses and "emerging manager" platforms
Versatile and proactive National Sales Manager with highly advanced business development, personnel management, and team leadership skills. Experienced in multi-channel business development including global financial institutions, national & regional BDs, family offices, and RIAs
Overview
28
28
years of professional experience
Work History
Executive Director, National Sales Manager
ProFunds / ProShares
11.2013 - Current
Developed and executed strategic distribution plan to redefine and transform ProShares in the financial intermediary space resulting in growth of 3,500% over 10 years.
Recruit, train and provide hands-on leadership to external, internal, and business development teams
Provide tactical direction to align sales process / product offering with nuanced needs of specific key clientele
Establish and maintain strategic relationships with home office executives, platform personnel and field sales management across sub-channels
Leverage proprietary and non-proprietary data & business intelligence to improve sales effectiveness and enhance territory management
Managing Director
AlphaOne Capital Partners
10.2010 - 10.2013
Manage US and European fund raising activities to financial institutions, SFO, FOF, OCIO, RIAs, endowments, and foundations
Established and maintained relationship network of C-Suite executives, research analysts and key decision makers.
Collaborate with cross-functional teams on development / launch of new hedge fund & 40-act products
Manage relationships with tier-1 prime broker and cap-intro groups
Coordinate portfolio management, operational, legal, and pertinent service providers with respect to distribution activities
Senior Business Development Manager, FIG - US
Aberdeen Asset Management
11.2008 - 10.2010
Coordinated the reorganization of distribution from wholesale to home-office focused
Redesigned the sales process by aligning affiliated resources with key decision makers at target firms including executive leadership, business managers, and advisory personnel.
Identify, secure and negotiate terms related to shelf space and product placement opportunities within the wirehouse, independent, bank, RIA channels.
Primary US business development delegate to the Global Financial Institutions Group
National Sales Manager, Senior Vice President
Nationwide Funds / Aberdeen Asset Management
03.2003 - 11.2008
Nationwide / Gartmore was acquired by Aberdeen Asset Management in 2007
Manager and registered principal responsible for retail sales, key accounts, and marketing
Collaborate inter-departmentally to ensure compliance and sales training
Maintain daily interaction with sales team to coach, motivate, and promote effectiveness
Executed segmented sales & marketing plan which led to 12 quarters of record sales profitability
Directed key account effort focused on optimizing shelf space at wirehouse and independent BDs
Developed and maintained sales forecasts, budgets, and compensation plans
National Sales Manager, Senior Vice President
Groupama Asset Management
05.1998 - 03.2003
(Groupama was acquired by Nationwide / Gartmore in 2003)
Recruited and managed wholesale team responsible for separate account and mutual fund sales
Defined and executed business plan for financial intermediary channel which contributed to a 10X growth in AUM ($500mm - $6B)
Initiated program standardizing wholesaler training including presentation skills, territory management and client development
Developed the firm's first commission based variable compensation program
Vice President, Fixed Income Sales
Prudential Securities
08.1996 - 05.1998
Capital markets business development coordinator focused on improving distribution of municipal securities within proprietary brokerage channel.
Education
Bachelor of Science - Marketing
Southern Connecticut State University
New Haven
1991
Accomplishments
Developed and executed strategic distribution plan to redefine and transform ProShares in the financial intermediary space resulting in growth of 3,500% over 10 years.
Recruited, trained and provided hands-on sales leadership to internal & external team resulting in 7 years of significant asset growth and record AUM.
Secured $275mm in capital for emerging hedge fund targeting family office, FOF, RIA and endowment programs (AlphaOne)
Led the restructuring of product distribution from "wholesale" to "home-office" focus and provided tactical leadership to the US Financial Institutions Group (Aberdeen)
Built, trained and led comprehensive distribution team including external & internal sales, key accounts, specialists, and marketing personnel (Gartmore / Nationwide Funds)