Trudy Fernandez
Aliquippa
Summary
Bringing analytical mindset and positive approach to regulatory compliance, I offer solid foundation in understanding regulatory frameworks and implementing compliance strategies. Knowledge of risk assessment and regulatory guidelines, combined with proficiency in data analysis and policy development, ensures readiness to contribute effectively. Committed to driving compliance improvements and fostering culture of adherence to regulations.
Overview
29
29
years of professional experience
Work History
Compliance Advisor & Vice President
PNC Financial Services, Inc.
08.1996 - Current
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Ensured timely reporting of regulatory issues by establishing efficient communication channels with relevant departments.
- Reduced potential risks by conducting thorough compliance audits and assessments.
- Performed regular gap analyses of organizational policies, procedures, and practices to identify areas needing improvement or realignment with evolving regulatory requirements.
- Evaluated third-party vendors for potential risks, ensuring alignment with company policies and legal obligations before entering into agreements.
- Conducted regular reviews of existing controls, identifying opportunities for enhancement or realignment with changing business needs.
- Collaborated with legal counsel on complex or high-risk matters, ensuring alignment between compliance efforts and broader legal strategies.
- Collaborated with cross-functional teams to develop effective risk management strategies, resulting in a more secure operational environment.
- Streamlined internal processes to ensure consistent application of compliance requirements across the organization.
- Prepared documentation and records for upcoming audits and inspections.
- Stayed current with latest changes to applicable regulatory standards and company procedures.
- Performed regular compliance reviews and audits, identifying non-compliance issues.
- Devised and maintained compliance recordkeeping processes to support initiatives.
Education
Bachelor of Arts - Speech Communications
Edinboro University of Pennsylvania
Edinboro, PASkills
- Regulatory expertise
- Legal research
- Documentation review
- Policy analysis
- Compliance monitoring
- Internal controls
- Audit management
- Documentation skills
- Attention to detail
- Problem-solving abilities
Timeline
Compliance Advisor & Vice President
PNC Financial Services, Inc.
08.1996 - Current
Bachelor of Arts - Speech Communications
Edinboro University of Pennsylvania
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